Category Archives: Whistleblower

Barclays Fined Over Efforts to Root Out Whistleblowers

Barclays PLC was fined $15 million by New York regulators following a probe into efforts by the bank’s Chief Executive to unmask a whistleblower. The DFS investigation found shortcomings in governance and controls in the bank’s whistleblower program. In particular, several members of the management team were cited for failing to follow proper whistleblower procedures. […]

  • Posted on: Dec 10 2018
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